1-800-345-8041
affiliate
clients
Form CRS
About Us
Our Difference Our Clearing Firm Corporate Snapshot Leadership Team Recognition & Press Testimonials Women Advisors Group Acquisition
Products
Product Offerings Equities Mutual Funds Variable Annuities Fixed Income Insurance Wealth Solutions Retirement Products Cash Management Services Research Tools
Advisory
Advisory Solutions Advisor Managed Programs Sub-Advised Portfolios Third Party Managers Third Party Programs
Technology
Tools & Resources Client Management Tools Compliance Tools Consolidated Wealth Reporting Financial Planning Software Document Management Text Messaging Tools Portfolio Management Tools Client Presentation Tools TIC Website Tools
Grow Your Practice
Marketing Events Advisor Marketing Program
Transition
Transition Support Meet The Team
JOIN OUR TEAM
1-800-345-8041
JOIN OUR TEAM
MENU
affiliate
Form CRS
About Us
Our Difference Our Clearing Firm Corporate Snapshot Leadership Team Recognition & Press Testimonials Women Advisors Group Acquisition
Products
Product Offerings Equities Mutual Funds Variable Annuities Fixed Income Insurance Wealth Solutions Retirement Products Cash Management Services Research Tools
Advisory
Advisory Solutions Advisor Managed Programs Sub-Advised Portfolios Third Party Managers Third Party Programs
Technology
Tools & Resources Client Management Tools Compliance Tools Consolidated Wealth Reporting Financial Planning Software Document Management Text Messaging Tools Portfolio Management Tools Client Presentation Tools TIC Website Tools
Grow Your Practice
Marketing Events Advisor Marketing Program
Transition
Transition Support Meet The Team
clients
Reg BI
Support
Support for Your Advisor Our Clearing Firm Our Affiliate RIA Recognition & Press Contact Us
Learning Center
Working With An Advisor Investor Education Financial Glossary Go Paperless
Disclosures
Important Disclosures Form ADV 2A CIP Notice Client Fees Identity Theft/Red Flag Options Trading Privacy Policy Consumer Info Segregation of Assets Margin Disclosure Risk Disclosures Excess SIPC Business Continuity Plan Certificate of Deposit Strategic Partner Disclosure Order Routing Data Cookie Policy Business Development Programs Pershing Business Continuity and Other Disclosures
Products
Available Investments Product Vendor Contact Info
View Your Account

Equities

Access to individual equities can be a key component to providing comprehensive investment portfolios. Our ongoing partnership with Pershing LLC, a top brokerage clearing firm, means you will receive exceptional quality brokerage execution and clearing services, along with access to a wide selection of equity investments.

A Full Range of Brokerage Products and Services

  • Stocks
  • NYSE Listed Stocks
  • NASDAQ Over the Counter
  • All Other Major Exchanges
  • Foreign Stocks
  • Employee Stock Option Plans
  • Unit Investment Trusts (UITs)
  • Exchange Traded Funds (ETFs)

Harness the Power of NetX360®

Through NetX360®, you will have the ability to proactively monitor your clients’ holdings and receive alerts, breaking news, earnings releases, and price/volume moves. In addition, Pershing's innovative ETF Center offers analytic tools and Morningstar research, including searchable, detailed information on more than 1,200 exchange-traded funds and exchange-traded notes.  Compare ETFs to individual stocks or mutual funds, screen ETFs using a variety of criteria, and find ETFs based on market performance.